0001011034-14-000134.txt : 20141209 0001011034-14-000134.hdr.sgml : 20141209 20141209122859 ACCESSION NUMBER: 0001011034-14-000134 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141209 DATE AS OF CHANGE: 20141209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONTRAFECT Corp CENTRAL INDEX KEY: 0001478069 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88434 FILM NUMBER: 141274516 BUSINESS ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 BUSINESS PHONE: 914-207-2300 MAIL ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ERNEST W MOODY REVOCABLE TRUST CENTRAL INDEX KEY: 0001528456 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2116 REDBIRD CITY: LAS VEGAS STATE: NV ZIP: 89134 BUSINESS PHONE: 702-737-7005 MAIL ADDRESS: STREET 1: 2116 REDBIRD CITY: LAS VEGAS STATE: NV ZIP: 89134 SC 13G 1 sch13gewmtrust1114.htm SECURITIES AND EXCHANGE COMMISSION


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G


Under the Securities Exchange Act of 1934

(Amendment No. ___)*



            ContraFect Corp.           

(Name of Issuer)

      Common Stock, Class A Warrants, Class B Warrants      
(Title of Class of Securities)

Common Stock:  212 326 102

Class A Warrants:  212 326 110

Class B Warrants:  212 326 128

(CUSIP Number)

     _August 1, 2014     
(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

       _______       Rule 13d-1(b)

       ___X___       Rule 13d-1(c)

       _______       Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






CUSIP NO Common Stock:  212 326 102; Class A Warrants:  212 326 110;

Class B Warrants:  212 326 128

              13G                   

(1)

Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (Entities Only)

 

 

ERNEST W. MOODY REVOCABLE TRUST

EIN: ###-##-####

 

(2)

Check the Appropriate Box if a Member of a Group*

(a) [ ]
(b) [ ]

(3)

SEC Use Only_____________________________________________

 

(4)

Citizenship or Place of Organization

 

 

U.S.A.

 

Number of Shares

Beneficially Owned

by Each Reporting

Person With

(5) Sole Voting Power      2,500,000       

(6) Shared Voting Power          -0-         

(7) Sole Dispositive Power    2,500,000     

(8)Shared Dispositive Power       -0-       

 

 

 

 

 

 

 

(9)

Aggregate Amount Beneficially Owned by Each Reporting Person

 

2,500,000  shares

(10)

Check if the Aggregate Amount in the Row (9) Excludes Certain Shares* [ ]

(11)

Percent of Class Represented by Amount in Row (9)      11.07%        

(12)

Type of Reporting Person*             OO


*SEE INSTRUCTION BEFORE FILLING OUT!





Item 1.

       (a)   Name of Issuer:

            ContraFect Corporation

       (b)   Address of Issuer's Principal Executive Offices:

            28 Wells Avenue, 3rd Floor; Yonkers, NY  10701

Item 2.

       (a)   Name of Person Filing:

              Ernest W. Moody Revocable Trust

       (b)   Address of Principal Business Office or, if none, Residence

              2116 Redbird Drive, Las Vegas, NV 89134

       (c)   Citizenship or Place of Organization

              United States

       (d)   Title of Class of Securities

              Common Stock; Class A Warrants; Class B Warrants

       (e)   CUSIP NO Common Stock:  212 326 102; Class A Warrants:  212 326 110;

Class B Warrants:  212 326 128

Item 3.  If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check
             whether the person filing is a:

 

(a) ____

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b) ____

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c) ____

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d) ____

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e) ____

An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);

 

(f) ____

An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);

 

(g) ____

A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);

 

(h) ____

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j) ____

Group, in accordance with Section 240.13d-1(b)(1)(ii)(J)





Item 4.  Ownership

(a)  Amount beneficially owned:              2,500,000 shares

(b)  Percent of Class:       11.07%

(c)  Number of shares as to which the person has:

 

(i)

Sole Voting Power      2,500,000      

 

(ii)

Shared Voting Power         -0-          

 

(iii)

Sole Dispositive Power    2,500,000     

 

(iv)

Shared Dispositive Power       -0-      

Item 5.  Ownership of Five Percent or Less of a Class

             Not applicable

Item 6.  Ownership of More than Five Percent on Behalf of Another Person

             Not applicable

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being
               Reported on By the Parent Holding Company.

             Not applicable

Item 8.  Identification and Classification of Members of the Group

             Not applicable

Item 9.  Notice of Dissolution of Group

             Not applicable

Item 10.  Certification

(a)   The following certification shall be included if the statement is filed pursuant to Section
        240.13d-1(b)

       By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

(b)   The following certification shall be included if the statement is filed pursuant to Section         240.13d-1(c)




       By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

       After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

December 8, 2014            
(Date)

 

__/s/ Ernest W. Moody ______
(Signature)

 

Ernest W. Moody, Trustee            
(Name/Title)